-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IWnaOM8oFMiMD6Pr5OvAyDGUIBaJUl84WmbIepMcx+ChAjbnYCSkwbBTieE2dUAi IBzz/3c6I/t715F+KFEj6A== 0000950135-02-003592.txt : 20020808 0000950135-02-003592.hdr.sgml : 20020808 20020808170622 ACCESSION NUMBER: 0000950135-02-003592 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-33326 FILM NUMBER: 02723317 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REDSTONE PHYLLIS G CENTRAL INDEX KEY: 0001179070 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/OGADSBY HANNAH LLP STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173457000 SC 13D 1 b43894wmsc13d.txt PHYLLIS G. REDSTONE RE: WMS INDUSTRIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 WMS INDUSTRIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 969-901-107 (CUSIP Number) Phyllis G. Redstone c/o Marta B. van Dam, Esq. Gadsby Hannah LLP 225 Franklin Street Boston, Masaachusetts 02110 Telephone: (617) 345-7000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 30, 2002 (Date of Event which Requires Filing of this Statement) --------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. CUSIP No. 969-901-107 Page 1 of 3 Pages Schedule 13D - -------------------------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person PHYLLIS G. REDSTONE - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) / / (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Sources of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares 3,085,700 ------------------------------------------------------- Beneficially (8) Shared Voting Power Owned by ------------------------------------------------------- (9) Sole Dispositive Power Each 3,085,700 Reporting ------------------------------------------------------- (10) Shared Dispositive Power Person With - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,085,700 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 9.6% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 2 of 3 Pages Item 1. SECURITY AND ISSUER. The class of equity securities to which this statement on Schedule 13D relates is the voting common, $.01 par value per share (the "Common Shares"), of WMS Industries, Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 3401 North California Avenue Chicago, IL 60618. Item 2. IDENTITY AND BACKGROUND. This Statement is being filed by Ms. Phyllis G. Redstone ("Reporting Person"). The Reporting Person is an individual whose address is c/o M. B. van Dam, Esq., Gadsby Hannah LLP, 225 Franklin Street, Boston, Massachusetts 02110. The Reporting Person is not currently employed. During the last five years, the Reporting Person has not been: (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subjexct to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. The Reporting Person is a citizen of the United States. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The Common Shares were acquired by the Reporting Person on July 30, 2002 pursuant to the terms of a Settlement of Divorce. Item 4. PURPOSE OF TRANSACTION. The Common Shares were acquired by the Reporting Person on July 30, 2002 pursuant to the terms of a Settlement of Divorce. The Reporting Person may, at any time and from time to time, purchase additional Common Shares of the Issuer and may dispose of any and all Common Shares of the Issuer held by her. Notwithstanding the foregoing, the Reporting Person has no current plan or proposal which relates to, or would result in, any of the actions enumerated in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Item 5. INTEREST IN SECURITIES OF THE ISSUER. The Reporting Person is currently the beneficial owner, with sole dispositive and voting power, of 3,085,700 Common Shares, or approximately 9.6%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 10, 2002). Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. Item 7. MATERIAL TO BE FILED AS EXHIBITS. None. Page 3 of 3 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 30, 2002 /s/ Phyllis G. Redstone ----------------------------------- Phyllis G. Redstone -----END PRIVACY-ENHANCED MESSAGE-----